Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Kevin Pheney is a financial advisor at Newedge Advisors, LLC. James has been working in the financial industry since 1989, and has a wide range of experience in investment management, financial planning, and wealth management. James is committed to providing his clients with personalized financial advice that meets their individual needs. He is a strong advocate for his clients and works diligently to ensure they understand their investment options and strategies. James holds a Series 7, Series 22, Series 39, and Series 63 licenses, and has been registered with FINRA since 1992. James is also a registered investment advisor in Colorado and Texas. James has a strong track record of success in helping his clients achieve their financial goals. He is dedicated to providing his clients with the highest quality of service and is passionate about helping them reach their financial aspirations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
11/01/2021 - Present
Newedge Advisors (FRANKTOWN CO)
CO
01/03/2005 - 08/02/2017
WFG INVESTMENTS, INC. (CASTLE ROCK CO)
TX
10/06/2000 - 12/31/2004
PRO-INTEGRITY SECURITIES, INC. (LONGVIEW TX)
FL
04/18/1995 - 10/09/2000
INVESTACORP, INC. (MIAMI FL)
NY
12/03/1992 - 04/06/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
11/24/1986 - 03/07/1988
ALCOM SECURITIES, INC.
NA
11/16/1984 - 11/21/1986
MUTUAL SECURITIES OF TEXAS INC.
BC
Issued 05/11/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/22/1984
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/1992
Series 7 - General Securities Representative Examination
BC
Issued 06/29/1984
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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