Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames McAtee is a financial advisor with over 50 years of experience in the financial services industry. James has been with Wells Fargo Clearing Services, LLC since November 2016. James is a registered investment advisor and has held various licenses and registrations throughout their career including Series 7TO, Series 63, Series 65, and Series 24. James has also worked with a variety of other firms throughout their career including A. G. Edwards & Sons, Inc. and Stifel, Nicolaus & Company, Incorporated. James specializes in financial planning, portfolio management, and investment consulting services. James has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
11/19/2013 - Present
Wells Fargo Clearing Services, LLC (FRONTENAC MO)
MO
09/26/1984 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NA
07/03/1975 - 10/01/1984
R. ROWLAND & CO., INCORPORATED
NA
08/10/1970 - 09/08/1975
STIFEL, NICOLAUS & COMPANY, INCORPORATED
IA
Issued 11/26/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/22/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/14/1991
Series 4 - Registered Options Principal Examination
BC
Issued 07/08/1978
Series 40 - Registered Principal Examination
BC
Issued 05/24/1975
Series 12 - NYSE Branch Manager Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/1987
Series 3 - National Commodity Futures Examination
BC
Issued 08/01/1977
PC - AMEX Put and Call Exam
BC
Issued 09/19/1970
Series 000 - General Securities Principal Examination
BC
Issued 04/25/1970
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure James McAtee is the right advisor for you? Invested Better is here to help.
