Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Hyman is a financial advisor who is registered with Avantax Investment Services, Inc. James has been in the industry since 2014. James Hyman holds Series 6, Series 7TO, Series 63, and SIE licenses. James Hyman is registered with the state of Rhode Island.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
11/19/2014 - Present
Avantax Investment Services, Inc. (NEWPORT RI)
CA
05/19/2014 - 09/17/2014
INDEPENDENT FINANCIAL GROUP, LLC (SAN DIEGO CA)
TX
11/20/2013 - 05/28/2014
H.D. VEST INVESTMENT SERVICES (DALLAS TX)
BC
Issued 03/19/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/15/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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