Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Garrett is a financial advisor with LPL Financial LLC, a firm with more than $50 billion in assets under management. James has been a registered representative since 2010 and is currently registered in Georgia. James is also a registered investment advisor and is licensed in multiple states. James has been in the financial services industry since 2008. James specializes in a variety of investment strategies, including financial planning, pension consulting, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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GA
08/12/2011 - Present
LPL Financial LLC (ATLANTA GA)
GA
07/28/2010 - 08/09/2011
SECURITIES AMERICA, INC. (ATLANTA GA)
GA
03/25/2010 - 06/08/2010
MORGAN STANLEY SMITH BARNEY (ATLANTA GA)
BC
Issued 04/21/2010
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/17/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 03/24/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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