Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Cronin is a financial advisor with Morgan Stanley, located in Orland Park, Illinois. James has been in the industry since 2006 and is registered in 38 states and two federal agencies. James has a wide range of experience in financial planning and investment management, and is committed to providing his clients with personalized service. James offers a variety of services, including financial planning, investment management, asset allocation advice, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IL
09/30/2016 - Present
Morgan Stanley (Orland Park IL)
IL
10/13/2010 - 04/25/2011
THRIVENT INVESTMENT MANAGEMENT INC. (DOWNERS GROVE IL)
NY
04/04/1996 - 05/29/1997
SPEAR, LEEDS & KELLOGG (NEW YORK NY)
TN
09/19/1995 - 03/05/1996
VINING-SPARKS IBG, LIMITED PARTNERSHIP (MEMPHIS TN)
MO
04/04/1994 - 06/16/1994
EVEREN SECURITIES, INC. (ST. LOUIS MO)
WI
01/29/1991 - 03/16/1994
INVEST FINANCIAL CORPORATION (APPLETON WI)
BOTH
Issued 08/02/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/27/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 07/07/2011
Series 7 - General Securities Representative Examination
BC
Issued 10/12/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure James Cronin is the right advisor for you? Invested Better is here to help.
