Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Convery is an investment advisor representative with MML Investors Services, LLC. James has over 20 years of experience in the financial industry, having previously worked at E*TRADE Securities LLC, E*TRADE Clearing LLC, Morgan Stanley DW Inc., TD Waterhouse Investor Services, Inc., Axiom Capital Management, Inc., and Weatherly Securities Corporation. James is registered with the state of Connecticut and Massachusetts. James specializes in asset allocation, financial planning, pension consulting, educational seminars, and selection of other advisors. James also provides portfolio management services for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
05/13/2021 - Present
MML Investors Services, LLC (SPRINGFIELD MA)
NJ
09/28/2011 - 09/23/2019
E*TRADE SECURITIES LLC (MORRISTOWN NJ)
NJ
12/17/2007 - 09/28/2011
E*TRADE CLEARING LLC (JERSEY CITY NJ)
NJ
02/06/2006 - 12/17/2007
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
NY
04/12/2004 - 03/16/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NE
11/30/2000 - 09/10/2003
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NY
11/06/1996 - 12/17/1999
AXIOM CAPITAL MANAGEMENT, INC. (NEW YORK NY)
NY
12/20/1995 - 11/07/1996
WEATHERLY SECURITIES CORPORATION (NEW YORK NY)
IA
Issued 02/11/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/24/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/23/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/09/2007
Series 24 - General Securities Principal Examination
BC
Issued 02/28/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 12/19/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Convery is the right advisor for you? Invested Better is here to help.
