Unclaimed
James Kevin Brennan is a financial professional with a strong background in the securities industry. James holds the Series 7, Series 63, and SIE licenses. James is currently registered with Fidelity Brokerage Services LLC. James is registered with the Securities and Exchange Commission (SEC) and with 53 states. James has been in the industry since June 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NH
06/22/2021 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
BC
Issued 05/14/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/22/2021
Series 7TO - General Securities Representative Examination
BC
Issued 04/29/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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