Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Kevin Banks is a financial professional with over 40 years of experience in the financial services industry. James is currently registered with Nylife Securities LLC in Fremont, Ohio. James is licensed to sell securities in Alabama, Indiana and Ohio. James has passed several industry exams, including the Series 63, Series 6TO, SIE, Series 22 and Series 1.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
12/09/1982 - Present
Nylife Securities LLC (FREMONT OH)
NA
04/04/1972 - 07/20/1977
ALLSTATE ENTERPRISES MANAGEMENT COMPANY
BC
Issued 04/08/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 03/25/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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