Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Kessler is a financial advisor with Wells Fargo Advisors Financial Network, LLC. James has been in the financial services industry since 1982. James is registered with the Securities and Exchange Commission (SEC) as a Registered Representative and Investment Advisor Representative. James is also registered with the Financial Industry Regulatory Authority (FINRA). James has a strong track record of success in providing financial advice to individuals, families, and businesses. James specializes in providing financial planning, investment management, and retirement planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
09/21/2023 - Present
Wells Fargo Advisors Financial Network, LLC (BOHEMIA NY)
NY
08/05/2000 - 09/21/2023
WELLS FARGO CLEARING SERVICES, LLC (GARDEN CITY NY)
NY
05/12/1988 - 08/05/2000
FIRST ALBANY CORPORATION (NEW YORK NY)
NA
11/30/1982 - 05/18/1988
PAINEWEBBER INCORPORATED
NA
08/24/1982 - 11/30/1982
BLINDER, ROBINSON & CO.,INC.
BC
Issued 05/01/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/25/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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