Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Kent Knause is an investment advisor representative and financial advisor who has been in the industry since 1977. James currently works at LPL Financial LLC in Carnegie, Pennsylvania. James has worked with a number of firms including CADARET, GRANT & CO., INC., FOCUS SECURITIES, INC. and CARDELL & ASSOCIATES, INCORPORATED. James holds multiple licenses including Series 63, Series 65, Series 7, Series 24, and Series 26. James specializes in individual investors and business clients, as well as pension consulting, financial planning, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
10/29/2019 - Present
LPL Financial LLC (CARNEGIE PA)
PA
10/28/1988 - 11/01/2019
CADARET, GRANT & CO., INC. (CARNEGIE PA)
NA
06/05/1986 - 11/17/1988
FOCUS SECURITIES, INC.
NA
09/14/1983 - 06/25/1986
CARDELL & ASSOCIATES, INCORPORATED
NA
01/18/1977 - 09/12/1983
CIGNA SECURITIES, INC.
IA
Issued 08/20/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/14/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/04/1995
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/1996
Series 7 - General Securities Representative Examination
BC
Issued 01/16/1995
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 01/10/1977
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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