linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

James Kenny

Stonex Financial Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you James? Claim Your Profile

About James Kenny

James Kenny has been a registered representative in the securities industry since August 23, 1992. James is currently registered with Stonex Financial Inc. in New York, NY. James has prior experience with Imperial Capital, LLC in Westhampton Beach, NY, BOFA SECURITIES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, DEUTSCHE BANK SECURITIES INC., CREDIT SUISSE SECURITIES (USA) LLC, BEAR, STEARNS & CO. INC., and PRUDENTIAL SECURITIES INCORPORATED.

Firm Information

James Kenny is currently registered with Stonex Financial Inc.. Stonex Financial Inc. is a Corporation that was formed on May 29, 1998 and is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

374

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

James Kenny’s Registration & Firm History

NY

08/04/2022 - Present

Stonex Financial Inc. (NEW YORK NY)

NY

11/05/2019 - 07/15/2022

IMPERIAL CAPITAL, LLC (Westhampton Beach NY)

NY

05/10/2019 - 08/19/2019

BOFA SECURITIES, INC. (NEW YORK NY)

NY

10/05/2017 - 05/10/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

01/23/2014 - 08/03/2017

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

07/03/2008 - 01/29/2014

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

11/13/1997 - 06/16/2008

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

01/14/1992 - 09/24/1997

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

Not sure if James Kenny is right for you?

Licenses & Designations

BC

Issued 05/15/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/30/2001

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/19/2009

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 01/13/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for James Kenny. Review regulatory record here.
Not sure if James Kenny is right for you?