Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Kenneth Viers is a financial advisor with over 13 years of experience in the financial services industry. James is currently registered with Mariner Wealth Advisors, where has held various roles, including Senior Manager, Compliance. Prior to joining Mariner Wealth Advisors, James worked at GEORGE K. BAUM & COMPANY in Kansas City, Missouri. James holds a number of industry certifications and licenses including Series 7, 24, 50, 52, 53, 54, 66, and 99. James is a licensed advisor in 14 states and specializes in investment advisory services, financial planning, and family office services. James has a passion for helping individuals and families achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Family office services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KS
02/19/2020 - Present
Mariner Wealth (OVERLAND PARK KS)
MO
07/28/2014 - 12/31/2019
GEORGE K. BAUM & COMPANY (Kansas City MO)
KS
09/27/2010 - 07/25/2014
WADDELL & REED (OVERLAND PARK KS)
BOTH
Issued 02/14/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 06/24/2022
Series 4 - Registered Options Principal Examination
BC
Issued 06/07/2019
Series 54 - Municipal Advisor Principal Qualification Examination
BC
Issued 02/21/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/05/2012
Series 24 - General Securities Principal Examination
BC
Issued 06/15/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2018
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 09/24/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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