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James Kenneth Verzino

Northwestern Mutual Investment Services, LLC

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About James Kenneth Verzino

James Kenneth Verzino is an investment advisor representative with Northwestern Mutual Investment Services, LLC. James has been in the industry since March 5, 2013. James has a Series 6, 7, 9, 10, 26, 63, 65, 99 and SIE licenses. James is registered with the state of California as an investment advisor representative. James has a background in insurance and is also the owner of Verzino Insurance Services, Inc., an insurance agency. James has been associated with Northwestern Mutual Investment Services, LLC since November 2014.

Firm Information

James Verzino is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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James Verzino’s Registration & Firm History

CA

11/05/2014 - Present

Northwestern Mutual Investment Services, LLC (LOS ANGELES CA)

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Licenses & Designations

IA

Issued 10/27/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/17/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/30/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/24/2022

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 02/18/2015

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/24/2023

Series 99TO - Operations Professional Examination

BC

Issued 03/18/2021

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/05/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Kenneth Verzino.
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