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James Kenneth Morgan

Fifth Third Securities, Inc.

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About James Kenneth Morgan

James Kenneth Morgan has been in the financial services industry since April 18, 1994. Currently, James Morgan is a registered representative of Fifth Third Securities, Inc. and is located at 6801 Alexandria Pike in Alexandria, Kentucky. James Morgan is a licensed agent in 17 states, a licensed investment advisor in 1 state, and holds licenses for Series 6, 7, and 66. James Morgan is also registered with the Financial Industry Regulatory Authority (FINRA). James Morgan has several years of experience in providing financial advice to individuals, businesses, and charitable organizations. James Morgan has experience with portfolio management for individuals, businesses, and in providing educational seminars.

Firm Information

James Morgan is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

6801 ALEXANDRIA PIKE

ALEXANDRIA, KY 41001

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Morgan’s Registration & Firm History

KY

11/15/2007 - Present

Fifth Third Securities, Inc. (ALEXANDRIA KY)

OH

10/14/1998 - 03/27/1999

FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)

IL

03/16/1994 - 09/09/1998

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

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Licenses & Designations

BOTH

Issued 11/14/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 2/5/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/28/2001

Series 7 - General Securities Representative Examination

BC

Issued 3/15/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Kenneth Morgan.
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