Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Kenneth Lyons is a financial advisor at Private Advisor Group, LLC. James has been in the financial industry since 1966. James is registered to provide investment advisory services in New Jersey, Florida, Connecticut, New York and California. James also provides financial planning services for individuals, businesses, charitable organizations, pension plans and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
NJ
02/27/2012 - Present
Private Advisor Group, LLC (LEBANON NJ)
NJ
11/18/2004 - 02/17/2012
PNC INVESTMENTS (FANWOOD NJ)
MO
11/13/2003 - 11/24/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
06/05/2000 - 11/03/2003
DREYFUS SERVICE CORPORATION (NEW YORK NY)
NJ
11/25/1996 - 05/30/2000
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
NJ
12/06/1991 - 12/03/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
04/11/1988 - 12/04/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
01/07/1966 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
01/10/1966 - 08/06/1977
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
BC
Issued 01/13/1995
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/03/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/28/1988
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/20/1988
Series 24 - General Securities Principal Examination
BC
Issued 08/14/1984
Series 4 - Registered Options Principal Examination
BC
Issued 07/21/1980
Series 12 - NYSE Branch Manager Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1984
Series 3 - National Commodity Futures Examination
BC
Issued 10/02/1981
Series 5 - Interest Rate Options Examination
BC
Issued 08/31/1977
PC - AMEX Put and Call Exam
BC
Issued 01/07/1966
Series 000 - General Securities Principal Examination
BC
Issued 01/07/1966
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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