Unclaimed
James Kenneth Layne is a financial advisor who has been in the industry since 1984. He is currently registered with Nylife Securities LLC and holds Series 6, 22, and 63 licenses as well as the SIE exam. James is licensed in Illinois and Wisconsin. He has over 30 years of experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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WI
03/27/1984 - Present
Nylife Securities LLC (MADISON WI)
BC
Issued 09/04/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 03/26/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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