Unclaimed
James Kenneth Kuethe is a registered representative with MM Ascend Life Investor Services, LLC, located in Cincinnati, OH. James has been in the financial industry since April 17, 2000, and is licensed in Ohio. James has passed Series 6, Series 26, SIE, and Series 99TO exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Maintaining registration but not actively providing advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Maintaining registration but not serving clients
1
2
OH
04/18/2000 - Present
MM Ascend Life Investor Services, LLC (CINCINNATI OH)
BC
Issued 06/18/2021
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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