Unclaimed
James Kenneth Goodall is a securities professional with over 12 years of experience in the industry. James is a registered representative with BNP Paribas Securities Corp. and holds Series 63, 79, and 24 licenses. James is also registered in California, New Jersey, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/23/2011 - Present
BNP Paribas Securities Corp. (NEW YORK NY)
BC
Issued 07/25/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/30/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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