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James Kenneth Dziadziola

Oppenheimer & Co. Inc.

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About James Kenneth Dziadziola

James Kenneth Dziadziola is a financial advisor with Oppenheimer & Co. Inc. located in Birmingham, MI. James has been in the financial industry since March 1, 1983. Prior to joining Oppenheimer & Co. Inc., James worked at Raymond James & Associates, Inc. and Fahnestock & Co. Inc. James is licensed to provide financial advice in several states and specializes in a variety of financial products and services.

Firm Information

James Dziadziola is currently registered with Oppenheimer & Co. Inc.. Oppenheimer & Co. Inc. is a corporation formed in December 1954 and headquartered in New York City. The firm provides a range of advisory services, including financial planning, pension consulting, selection of other advisors, portfolio management for businesses, individuals, and pooled investment vehicles. Oppenheimer & Co. Inc. manages approximately $1 billion to $10 billion in assets for a diverse clientele, including individuals, corporations, institutions, and government entities. The firm is registered with the SEC and in all 50 states.
Oppenheimer & Co. Inc.

85 BROAD STREET

NEW YORK, NY 10004

$27.45B

Assets Under Management

Not reported

Total Clients

1,429

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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James Dziadziola’s Registration & Firm History

MI

10/27/2006 - Present

Oppenheimer & Co. Inc. (BIRMINGHAM MI)

MI

12/13/2002 - 11/01/2006

RAYMOND JAMES & ASSOCIATES, INC. (DEARBORN MI)

NY

01/01/1999 - 05/03/2002

FAHNESTOCK & CO. INC. (NEW YORK NY)

MI

07/22/1982 - 01/01/1999

FIRST OF MICHIGAN CORPORATION (DETROIT MI)

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Licenses & Designations

IA

Issued 12/15/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/13/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/23/1995

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/19/1984

Series 15 - Foreign Currency Options Examination

BC

Issued 07/17/1982

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for James Kenneth Dziadziola.
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