Unclaimed
James Kenneth Dziadziola is a financial advisor with Oppenheimer & Co. Inc. located in Birmingham, MI. James has been in the financial industry since March 1, 1983. Prior to joining Oppenheimer & Co. Inc., James worked at Raymond James & Associates, Inc. and Fahnestock & Co. Inc. James is licensed to provide financial advice in several states and specializes in a variety of financial products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
MI
10/27/2006 - Present
Oppenheimer & Co. Inc. (BIRMINGHAM MI)
MI
12/13/2002 - 11/01/2006
RAYMOND JAMES & ASSOCIATES, INC. (DEARBORN MI)
NY
01/01/1999 - 05/03/2002
FAHNESTOCK & CO. INC. (NEW YORK NY)
MI
07/22/1982 - 01/01/1999
FIRST OF MICHIGAN CORPORATION (DETROIT MI)
IA
Issued 12/15/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/13/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/23/1995
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 07/17/1982
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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