Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Kenneth Beakas is a financial advisor at Berthel, Fisher & Co. Financial Services, Inc. James has been working in the financial industry since 1987. James is registered with the Financial Industry Regulatory Authority (FINRA) as a Registered Representative. James is also registered with the state of Ohio as an Investment Advisor Representative. James has extensive experience in the financial services industry, offering services such as financial planning, portfolio management for individuals, selection of other advisers, and general securities sales. James is licensed to conduct business in California, Colorado, Florida, Idaho, Illinois, Indiana, Maryland, Michigan, New York, Ohio, Pennsylvania, Tennessee, Texas, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
04/27/2004 - Present
Berthel, Fisher & Co. Financial Services, Inc. (TOLEDO OH)
OH
01/01/2002 - 03/31/2003
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC. (BRYAN OH)
OH
10/02/1990 - 01/01/2002
CONTINENTAL CAPITAL SECURITIES, INC (SYLVANIA OH)
NA
11/25/1988 - 10/08/1990
HAMILTON INVESTMENTS, INC.
NA
02/26/1987 - 12/16/1988
OBERWEIS SECURITIES, INC.
BOTH
Issued 04/17/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/29/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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