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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Kenneth Allison is a financial advisor with over a decade of experience in the industry. James is registered with Morgan Stanley and provides investment advice across various states. James Kenneth Allison has a strong background in securities and financial planning, holding Series 7, 9, 10, and 66 licenses, as well as the Securities Industry Essentials (SIE) exam. This indicates a deep understanding of financial markets and investment products. James Kenneth Allison is also registered with the state of Missouri, which further highlights his commitment to providing financial guidance to residents of the state. Through Morgan Stanley, James Kenneth Allison offers a comprehensive suite of services tailored to meet the needs of individuals, businesses, and institutions, including portfolio management, financial planning, and asset allocation advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MO
04/08/2020 - Present
Morgan Stanley (Clayton MO)
BOTH
Issued 11/15/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/23/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/30/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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