Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Kennerly Werner is a registered representative and investment advisor representative, with over 40 years of experience in the financial services industry. James is currently affiliated with Stifel, Nicolaus & Company, Inc. and has held past positions at Sterne Agee & Leach, Inc. and Citigroup Global Markets Inc. James holds a variety of licenses and certifications, including the Series 63, Series 65, Series 7, and SIE examinations. James provides financial planning, portfolio management, and pension consulting services to a wide range of clients, including individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
01/13/2020 - Present
Stifel, Nicolaus & Company, Inc. (CHATTANOOGA TN)
TN
05/22/2009 - 07/07/2015
STERNE, AGEE & LEACH, INC. (CHATTANOOGA TN)
TN
07/31/1993 - 05/28/2009
CITIGROUP GLOBAL MARKETS INC. (CHATTANOOGA TN)
NY
05/14/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
10/19/1983 - 05/14/1988
E. F. HUTTON & COMPANY INC
IA
Issued 08/05/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/26/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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