Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Kennedy Baxendale is a registered representative with Vanguard Marketing Corp. James has been in the securities industry for over 1 year and is currently licensed in Texas. James has successfully passed the Series 7, Series 63 and SIE exams. James has experience with ROBINHOOD FINANCIAL, LLC and TD AMERITRADE, INC. James has worked in Westlake, TX and St. Louis, MO in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
07/22/2022 - Present
Vanguard Marketing Corp. (Plano TX)
TX
01/04/2021 - 05/06/2022
ROBINHOOD FINANCIAL, LLC (Westlake TX)
MO
09/18/2020 - 10/20/2020
TD AMERITRADE, INC. (ST. LOUIS MO)
BC
Issued 09/25/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/17/2020
Series 7TO - General Securities Representative Examination
BC
Issued 07/29/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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