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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Kendall Halloran is a financial advisor with LPL Financial LLC, a leading independent broker-dealer. James has been in the financial services industry since 2019 and is a registered representative in New Hampshire. James is dedicated to helping his clients achieve their financial goals by providing personalized financial advice and investment management services. He is committed to working with his clients to develop a comprehensive financial plan that meets their individual needs. James has a bachelor's degree in Business Administration and is a Series 63, 66, 7TO, 9 and 10 licensed professional. He is also a member of the National Association of Personal Financial Advisors. In addition to his role with LPL, James also works as an outside advisor for Southern New Hampshire University.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NH
07/11/2024 - Present
LPL Financial LLC (NASHUA NH)
NH
08/30/2019 - 10/24/2023
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
BOTH
Issued 01/27/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/06/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/10/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/29/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/30/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/02/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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