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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James keith? Claim Your ProfileJames Keith Nixon is a financial advisor with over 30 years of experience in the financial services industry. James Keith is currently registered with Morgan Stanley in Dallas, Texas. Before joining Morgan Stanley, James Keith was a financial advisor with Merrill Lynch for over 13 years and UBS Financial Services Inc. for 7 years. James Keith Nixon has a strong track record of success in providing investment advice and financial planning services to individuals, families, and businesses. James Keith is committed to providing his clients with personalized service and tailored investment solutions to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
01/15/2021 - Present
Morgan Stanley (Dallas TX)
TX
08/10/2007 - 01/19/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DALLAS TX)
TX
06/23/2000 - 08/21/2007
UBS FINANCIAL SERVICES INC. (ADDISON TX)
NY
10/07/1993 - 07/07/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 10/30/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/02/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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