Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Keith Cox is a financial advisor who has been in the industry since 1994. He currently works for Newbridge Financial Services Group, Inc. and has previously worked for Stifel, Nicolaus & Company, Incorporated, Sterne, Agee & Leach, Inc., Stanford Group Company and Securities America, Inc. James has a strong background in investment management, offering financial planning, portfolio management for individuals and businesses, and selection of other advisors. James is registered to provide investment advice in Alabama, Florida, Louisiana, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Promoter fees
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2
LA
01/17/2018 - Present
Newbridge Financial Services Group, Inc. (BATON ROUGE LA)
LA
07/07/2015 - 04/26/2017
STIFEL, NICOLAUS & COMPANY, INCORPORATED (BATON ROUGE LA)
LA
03/26/2009 - 07/07/2015
STERNE, AGEE & LEACH, INC. (BATON ROUGE LA)
LA
02/04/2008 - 03/26/2009
STANFORD GROUP COMPANY (BATON ROUGE LA)
LA
03/20/1997 - 02/05/2008
SECURITIES AMERICA, INC. (BATON ROUGE LA)
GA
08/24/1993 - 03/12/1997
FSC SECURITIES CORPORATION (ATLANTA GA)
BC
Issued 05/03/1996
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/26/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/18/2000
Series 24 - General Securities Principal Examination
BC
Issued 04/26/2017
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/1995
Series 7 - General Securities Representative Examination
BC
Issued 07/14/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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