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James Keaton Hurt

Jefferies LLC

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About James Keaton Hurt

James Keaton Hurt is a registered representative with Jefferies LLC. James has been in the industry since February 10, 2017. James is registered in North Carolina and holds the Series 63, SIE, and Series 79 licenses. James previously worked at CREDIT SUISSE SECURITIES (USA) LLC in New York, NY.

Firm Information

James Hurt is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Hurt’s Registration & Firm History

NC

02/26/2018 - Present

Jefferies LLC (CHARLOTTE NC)

NY

08/10/2015 - 08/23/2016

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/07/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/10/2015

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Keaton Hurt.
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