Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Kavanaugh Tucker is a financial professional with over 20 years of experience in the industry. James currently holds a Series 7 and Series 66 license and is affiliated with The Leaders Group, Inc. James has worked for a number of prominent firms in the financial services industry including Pruco Securities Corporation, Hornor, Townsend & Kent, Inc. , NFP Securities, Inc., and Credit Suisse Securities (USA) LLC. James is registered in Florida, Georgia, and North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
05/07/2013 - Present
THE Leaders Group, Inc. (LITTLETON CO)
TN
08/11/2011 - 05/10/2013
P.J. ROBB VARIABLE CORPORATION (MEMPHIS TN)
GA
01/07/2008 - 04/12/2010
CREDIT SUISSE SECURITIES (USA) LLC (ATLANTA GA)
GA
07/28/2006 - 01/14/2008
NFP SECURITIES, INC. (ATLANTA GA)
CO
08/12/2004 - 01/17/2006
THE LEADERS GROUP, INC. (LITTLETON CO)
PA
03/20/2001 - 09/30/2004
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
NJ
08/28/2000 - 12/21/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 08/22/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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