Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Mwangi is a financial professional with over 10 years of experience in the industry. James is currently registered with Allstate Financial Services, LLC and is based in Bear, Delaware. Prior to joining Allstate Financial Services, LLC, James worked for CCO INVESTMENT SERVICES CORP. and WELLS FARGO ADVISORS, LLC. James holds the Series 6, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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DE
08/28/2014 - Present
Allstate Financial Services, LLC (BEAR DE)
DE
01/22/2014 - 04/08/2014
CCO INVESTMENT SERVICES CORP. (WILMINGTON DE)
DE
01/25/2008 - 02/17/2012
WELLS FARGO ADVISORS, LLC (DOVER DE)
BC
Issued 02/15/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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