Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames K. Lewis is a financial advisor at National Wealth Management Group, LLC. He has been in the financial services industry since 1995 and has experience working with various firms, including J.P. Morgan Securities LLC, Chase Investment Services Corp., and Edward Jones. James K. Lewis is registered with the Securities and Exchange Commission (SEC) and holds the Series 63, 65, 66 and 7 licenses. He also holds the Securities Industry Essentials Examination (SIE) license. James K. Lewis provides investment advisory services to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IN
01/05/2022 - Present
National Wealth Management Group, LLC (Indianapolis IN)
IN
10/01/2012 - 09/24/2015
J.P. MORGAN SECURITIES LLC (INDIANAPOLIS IN)
IN
06/15/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (INDIANAPOLIS IN)
IN
10/29/2004 - 06/12/2012
EDWARD JONES (NOBLESVILLE IN)
IN
02/15/2002 - 11/23/2004
FIRST NATIONAL INVESTMENTS, INC. (KOKOMO IN)
OH
03/10/2000 - 01/08/2002
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
NY
11/25/1994 - 02/22/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 02/19/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/09/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/09/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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