Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames K. Hawker is a financial advisor at J.P. Morgan Securities LLC. James has over 6 years of experience in the financial services industry. James is a Series 79, Series 79TO and Series 63 licensed professional. James specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and institutions. James is registered to provide investment advice in 53 states. James is also registered with FINRA and is a member of the Securities Industry and Financial Markets Association (SIFMA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
UT
10/06/2022 - Present
J.p. Morgan Securities LLC (Salt Lake City UT)
NC
11/09/2015 - 06/13/2017
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
BC
Issued 11/14/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/06/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/16/2022
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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