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James K Atkinson

Nylife Securities LLC

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About James K Atkinson

James K Atkinson is a financial professional with over 30 years of experience in the financial services industry. James is currently registered with Nylife Securities LLC and is licensed to conduct business in multiple states. James has held previous positions with firms such as AX TRADING, LLC, TRADITION SECURITIES AND DERIVATIVES INC., MTS MARKETS INTERNATIONAL, INC., and BGC FINANCIAL, L.P., among others. James holds the Series 7 and Series 63 securities licenses as well as the SIE exam.

Firm Information

James Atkinson is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Atkinson’s Registration & Firm History

NY

08/25/2021 - Present

Nylife Securities LLC (MELVILLE NY)

NY

03/20/2018 - 07/07/2020

AX TRADING, LLC (NEW YORK NY)

NY

03/10/2015 - 03/31/2017

TRADITION SECURITIES AND DERIVATIVES INC. (NEW YORK NY)

NY

04/24/2012 - 03/11/2015

MTS MARKETS INTERNATIONAL, INC. (NEW YORK NY)

NY

10/11/2011 - 02/28/2012

DEALERWEB INC. (NEW YORK NY)

NY

03/15/2010 - 10/07/2011

RAFFERTY CAPITAL MARKETS, LLC (NEW YORK NY)

NY

03/11/2002 - 03/10/2010

BGC FINANCIAL, L.P. (NEW YORK NY)

NY

01/31/2002 - 03/12/2002

GARBAN LLC (NEW YORK NY)

NY

01/08/2001 - 01/25/2002

GARBAN LLC (NEW YORK NY)

NJ

09/11/1992 - 11/09/2000

LIBERTY BROKERAGE INC. (JERSEY CITY NJ)

NY

07/25/1987 - 09/15/1992

RMJ SECURITIES CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/09/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/16/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James K Atkinson.
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