Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Towne is a financial advisor with MML Investors Services, LLC. James has been in the financial services industry since 2015, and holds the Series 7, Series 66 and SIE licenses. James is also a Certified Financial Planner. James has a diverse background in the financial services industry, having worked with several firms in the past. James is currently registered to provide investment advice in Connecticut, Florida, Indiana, Massachusetts, New Hampshire, New York, North Carolina, Pennsylvania, South Carolina, and Vermont. James is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
VT
03/22/2023 - Present
MML Investors Services, LLC (Burlington VT)
VT
09/18/2020 - 03/21/2023
LPL FINANCIAL LLC (BURLINGTON VT)
VT
03/15/2019 - 09/21/2020
CETERA ADVISOR NETWORKS LLC (SOUTH BURLINGTON VT)
NH
03/07/2016 - 05/08/2017
EDWARD JONES (RINDGE NH)
NH
01/12/2015 - 04/02/2015
WELLS FARGO ADVISORS, LLC (KEENE NH)
BOTH
Issued 03/25/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/08/2017
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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