Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Justice Ogborn is a financial advisor registered in Massachusetts, New Hampshire, and Pennsylvania. James is a registered representative and investment advisor representative affiliated with LPL Financial LLC. James has been in the financial services industry since 2011, having held previous roles at Citizens Securities, Inc., Northwestern Mutual Investment Services, LLC, and NYLife Securities LLC. James has a range of industry experience, specializing in areas such as investment management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
01/03/2022 - Present
LPL Financial LLC (ROCKLAND MA)
NH
08/27/2018 - 11/10/2021
CITIZENS SECURITIES, INC. (SALEM NH)
MA
09/09/2016 - 05/17/2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Newburyport MA)
MA
04/01/2011 - 09/01/2016
NYLIFE SECURITIES LLC (ANDOVER MA)
IA
Issued 09/27/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/18/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2016
Series 7 - General Securities Representative Examination
BC
Issued 03/30/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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