Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Jung So is a financial advisor with Franklin Distributors, LLC, headquartered in PASADENA, CA. James Jung So has been in the financial industry since 2005. Previously, James Jung So was also registered with LEGG MASON INVESTOR SERVICES, LLC and LEGG MASON WOOD WALKER, INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
09/30/2008 - Present
Franklin Distributors, LLC (PASADENA CA)
CA
12/01/2005 - 12/31/2006
LEGG MASON INVESTOR SERVICES, LLC (SAN MATEO CA)
MD
01/12/2004 - 12/01/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BC
Issued 06/18/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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