Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Zabatta is a financial advisor at Ameriprise Financial Services, LLC, with over 20 years of experience in the financial services industry. James is a Chartered Financial Analyst and holds multiple licenses, including Series 6, 7, and 63, as well as the Securities Industry Essentials (SIE) exam. James is a dedicated professional committed to providing personalized financial advice and guidance to his clients. He has held positions at several firms, including American Portfolios Financial Services, Inc. and Investment Professionals, Inc. James specializes in portfolio management for individuals and businesses, as well as providing financial planning services. His clients are individuals, corporations, high-net-worth individuals, trusts, estates, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
04/16/2021 - Present
Ameriprise Financial Services, LLC (Garden City NY)
NY
07/22/2014 - 05/24/2016
AMERIPRISE FINANCIAL SERVICES, INC. (Plainview NY)
NY
02/08/2010 - 07/22/2014
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (MELVILLE NY)
NY
04/30/2009 - 02/18/2010
INVESTMENT PROFESSIONALS, INC. (GLEN HEAD NY)
NY
05/22/2003 - 05/12/2009
METLIFE SECURITIES INC. (HAUPPAUGE NY)
NY
05/22/2003 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (HAUPPAUGE NY)
NJ
11/08/1996 - 08/20/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 05/29/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/2004
Series 7 - General Securities Representative Examination
BC
Issued 05/20/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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