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James Joseph Wrynn

Needham & Company, LLC

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About James Joseph Wrynn

James Joseph Wrynn is a registered representative with Needham & Company, LLC. James has been in the securities industry since August 16, 2010. James has held previous positions at INSTINET, LLC, BREAN CAPITAL, LLC, LAZARD CAPITAL MARKETS LLC, and FIRST INVESTORS CORPORATION. James holds Series 6, 7, 55, 57TO, and SIE licenses. James is registered in California, Illinois, Massachusetts, Minnesota, and New York.

Firm Information

James Wrynn is currently registered with Needham & Company, LLC. Needham & Company, LLC is a Limited Liability Company formed in 2005 and headquartered in New York, NY. The firm provides securities research and is registered with the SEC and in all 50 states and the District of Columbia.
Needham & Company, LLC

250 PARK AVENUE

NEW YORK, NY 10177

Not reported

Assets Under Management

Not reported

Total Clients

121

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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securities research

Securities research

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

check

commissions

Earned based on transactions or products sold.

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other

Pursuant to csa agreements

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James Wrynn’s Registration & Firm History

NY

07/23/2019 - Present

Needham & Company, LLC (NEW YORK NY)

NY

05/15/2017 - 07/29/2019

INSTINET, LLC (NEW YORK NY)

NY

05/05/2014 - 05/16/2017

BREAN CAPITAL, LLC (NEW YORK NY)

NY

07/18/2011 - 05/02/2014

LAZARD CAPITAL MARKETS LLC (NEW YORK NY)

NY

06/09/2009 - 05/12/2010

FIRST INVESTORS CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/04/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/28/2011

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/04/2011

Series 7 - General Securities Representative Examination

BC

Issued 06/08/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for James Joseph Wrynn.
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