Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Joseph Wood is a financial advisor with over 20 years of experience in the industry. James is a Certified Financial Planner and holds Series 63 and Series 66 licenses as well as Series 7 and SIE. James is registered with Osaic Wealth, Inc. in 16 states and with NWF Advisory Services, Inc. in Missouri. James is a member of the Board of Trustees for the St. Louis County Library Foundation and the Finance Committee at The College School of Webster Groves. James also serves as a member of the Advisory Board for CEPAD USA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MO
03/09/2016 - Present
Osaic Wealth, Inc. (ST. LOUIS MO)
SC
05/19/2004 - 09/19/2005
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
CT
01/08/2001 - 05/25/2004
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
BOTH
Issued 03/29/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/15/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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