Unclaimed
James Joseph Wechsler is a financial advisor with over 30 years of experience in the financial services industry. James currently works for Cetera Advisor Networks LLC, a registered broker-dealer and investment advisor. He holds the Series 6, Series 63, and SIE licenses and is registered to offer securities in several states. James is committed to providing comprehensive financial planning and investment management services to individual investors and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
08/10/2023 - Present
Cetera Advisor Networks LLC (MEDIA PA)
PA
06/13/1995 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (MEDIA PA)
CT
10/05/1992 - 06/13/1995
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
BC
Issued 10/02/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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