Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Verdone is a financial advisor with over 20 years of experience in the industry. James is currently registered with Brighttower Securities LLC, Dorset Peak Securities LLC, Ohanae Securities LLC, AGM Securities LLC, Dealer Solutions North America LLC, Capella Securities LLC, and Gatewood Securities LLC. James has a strong track record of success in providing financial advice to individuals and families. James is committed to providing clients with personalized service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/12/2023 - Present
Brighttower Securities LLC (New York NY)
GA
03/15/2023 - 02/01/2024
SEQUOIA INVESTMENTS, INC. (ROSWELL GA)
MA
08/19/2022 - 10/27/2022
WESTON SECURITIES CORPORATION (WELLESLEY MA)
NY
05/10/2017 - 03/09/2022
RIALTO MARKETS LLC (NEW YORK NY)
NY
03/09/2018 - 11/01/2021
FORUM CAPITAL SECURITIES LLC (NEW YORK NY)
NY
06/27/2016 - 06/29/2021
EQT PARTNERS BD LLC (NEW YORK NY)
NY
07/17/2017 - 11/06/2020
GREYSTONE BROKER DEALER CORP (NEW YORK NY)
GA
10/02/2018 - 05/21/2020
BFIN SECURITIES US LLC (ALPHARETTA GA)
NJ
04/27/2018 - 04/24/2019
POWELL CAPITAL MARKETS, INC. (ROSELAND NJ)
NY
12/09/2015 - 01/31/2018
16 POINTS LLC (New York NY)
NY
08/23/2016 - 07/10/2017
CITIC SECURITIES INTERNATIONAL USA, LLC (NEW YORK NY)
FL
09/25/2015 - 11/09/2015
ACP SECURITIES, LLC (MIAMI FL)
NY
12/12/2014 - 06/04/2015
RAYMOND C. FORBES & CO., INC. (NEW YORK NY)
NY
01/27/2012 - 12/20/2013
SAFRA SECURITIES LLC (NEW YORK NY)
NY
07/21/2010 - 10/28/2010
CAPITAL ONE INVESTMENT SERVICES LLC (MELVILLE NY)
NY
02/03/1999 - 11/06/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
10/03/1996 - 08/06/1997
ROYAL HUTTON SECURITIES CORP. (NEW YORK NY)
CA
05/21/1996 - 12/18/1996
TOLUCA PACIFIC SECURITIES CORP. (BURBANK CA)
NY
05/19/1995 - 12/01/1995
L.C. WEGARD & CO., INC. (NEW YORK NY)
BC
Issued 05/26/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 03/30/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/06/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/09/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/15/1996
Series 4 - Registered Options Principal Examination
BC
Issued 10/06/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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