Unclaimed
James Joseph Torrell is a financial advisor with PNC Capital Markets LLC. James has been in the industry since 2006 and is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). James has a Series 7, Series 63, and Series 79TO license. James holds registrations in 52 states, including Alabama, Alaska, Arizona, and more. James is based in Pittsburgh, Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
02/22/2018 - Present
PNC Capital Markets LLC (PITTSBURGH PA)
GA
09/21/2005 - 10/03/2017
SUNTRUST ROBINSON HUMPHREY, INC. (ATLANTA GA)
BC
Issued 08/21/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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