Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Joseph Toddy is a financial professional with over 27 years of experience in the financial services industry. He is currently registered with United Planners' Financial Services of America A Limited Partner. James has a broad range of experience in the industry and has held positions at several firms including Center Street Securities, Inc., Trustmont Financial Group, Inc., and ProEquities, Inc. He has also held licenses in several states including Arizona, Florida, Pennsylvania and Texas. James Joseph Toddy is committed to providing his clients with the highest level of service and expertise.
7333 EAST DOUBLETREE RANCH RD, SUITE 120
SCOTTSDALE, AZ 85258
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
03/06/2024 - Present
United Planners' Financial Services OF America A Limited Partner (SCOTTSDALE AZ)
AZ
06/08/2012 - 12/01/2023
CENTER STREET SECURITIES, INC. (SCOTTSDALE AZ)
PA
04/17/2008 - 06/06/2012
TRUSTMONT FINANCIAL GROUP, INC. (GREENSBURG PA)
AZ
04/13/2004 - 11/09/2007
PROEQUITIES, INC. (HIGLEY AZ)
AZ
04/26/2001 - 04/13/2004
FIRST FINANCIAL EQUITY CORPORATION (SCOTTSDALE AZ)
FL
11/10/2000 - 04/27/2001
STERLING FINANCIAL INVESTMENT GROUP, INC. (BOCA RATON FL)
FL
07/24/1995 - 11/20/2000
JOSEPH CHARLES & ASSOC., INC. (BOCA RATON FL)
BOTH
Issued 07/30/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/18/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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