Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Teichman is a financial professional with over 10 years of experience in the industry. James is currently registered with Wells Fargo Securities, LLC. James was previously registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated. James is licensed to conduct securities business in 53 states. James specializes in investment banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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WA
08/19/2021 - Present
Wells Fargo Securities, LLC (Seattle WA)
WA
06/10/2011 - 04/30/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SEATTLE WA)
BC
Issued 09/16/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/30/2021
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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