Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Stanis is a financial advisor with Nylife Securities LLC. James has been in the financial services industry since 1996. James is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 6 and Series 63 licenses. James is also registered in New York and Florida. James was previously employed by AXA Advisors, LLC and The Equitable Life Assurance Society of the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
02/11/2008 - Present
Nylife Securities LLC (Garden City NY)
NY
10/22/2001 - 11/09/2007
AXA ADVISORS, LLC (JERICHO NY)
NY
05/11/1998 - 10/03/2000
AXA ADVISORS, LLC (NEW YORK NY)
NY
05/11/1998 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NY
06/17/1994 - 12/01/1997
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
BC
Issued 07/01/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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