Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Sheehan is a financial advisor with Charles Schwab & CO., Inc., located in Glen Allen, VA. James has been working in the financial services industry since 1998. James has a strong track record of providing financial advice and investment management services to clients. James is licensed to provide services in Alabama, California, Colorado, Florida, Georgia, Maryland, Michigan, New York, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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VA
01/31/2022 - Present
Charles Schwab & CO., Inc. (Glen Allen VA)
VA
02/16/2016 - 05/11/2024
TD AMERITRADE, INC. (GLEN ALLEN VA)
VA
03/29/2012 - 02/01/2016
WELLS FARGO ADVISORS, LLC (RICHMOND VA)
VA
10/23/2009 - 12/20/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RICHMOND VA)
VA
02/11/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (RICHMOND VA)
VA
01/01/2008 - 02/14/2008
FIRST DOMINION CAPITAL CORP. (RICHMOND VA)
MO
10/08/2002 - 12/31/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MO
10/01/2000 - 07/29/2002
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NC
04/11/2000 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NY
06/07/1996 - 04/11/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 12/09/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/17/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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