Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Joseph Shaughnessy is a financial advisor registered with MML Investors Services, LLC in Bedford, NH. James has been in the financial services industry since 1979. James holds the following licenses: Series 1, Series 7, Series 22TO, Series 24, Series 6, Series 63, and SIE. James is licensed in seven states: Delaware, Florida, Maine, Massachusetts, New Hampshire, North Carolina, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NH
03/01/1996 - Present
MML Investors Services, LLC (BEDFORD NH)
NA
03/25/1982 - 03/01/1996
G. R. PHELPS & CO., INC.
NA
02/01/1979 - 11/05/1981
NEL EQUITY SERVICES CORPORATION
BC
Issued 06/17/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/1997
Series 7 - General Securities Representative Examination
BC
Issued 01/27/1979
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
Not sure James Shaughnessy is the right advisor for you? Invested Better is here to help.
