Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Joseph Shaffer is a financial advisor with over 20 years of experience in the industry. James is currently registered with BGC Financial, LP and has held previous roles at Murjen Financial, Inc., JWGenesis Financial Services, Inc., and Euro Brokers, a division of Maxcor Financial Inc. James is licensed to provide financial advice in Connecticut, Florida, Maryland, New Jersey, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/18/2001 - Present
BGC Financial, LP (NEW YORK NY)
NY
01/18/2000 - 04/24/2001
MURJEN FINANCIAL, INC. (SYOSSET NY)
MO
11/30/1999 - 01/19/2000
JWGENESIS FINANCIAL SERVICES, INC. (ST. LOUIS MO)
NY
04/24/1998 - 10/28/1999
EURO BROKERS, A DIVISION OF MAXCOR FINANCIAL INC. (NEW YORK NY)
BC
Issued 12/16/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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