Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Joseph Schmit is a financial advisor with over 40 years of experience in the financial services industry. James Schmit currently works with Cetera Advisor Networks LLC in VILLA PARK, IL. James Schmit has held previous positions at Walnut Street Securities, Inc., Aetna Investment Services, LLC, Aetna Life Insurance and Annuity Company, Aetna Financial Services, Inc., Ogilvie & Taylor Securities Corporation and Integrated Resources Equity Corporation. James Schmit is registered with the Financial Industry Regulatory Authority (FINRA) and holds a Series 7, Series 63, Series 1, Series 2 and SIE licenses. James Schmit is licensed in Arizona, Arkansas, Colorado, Florida, Illinois, Indiana, Minnesota and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
09/03/2013 - Present
Cetera Advisor Networks LLC (VILLA PARK IL)
IL
08/15/2001 - 09/03/2013
WALNUT STREET SECURITIES, INC. (VILLA PARK IL)
CT
10/15/1993 - 08/14/2001
AETNA INVESTMENT SERVICES, LLC (WINDSOR CT)
CT
06/19/1983 - 10/15/1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)
CT
06/24/1983 - 09/25/1989
AETNA FINANCIAL SERVICES, INC. (HARTFORD CT)
NA
09/02/1983 - 01/15/1985
OGILVIE & TAYLOR SECURITIES CORPORATION
NA
05/18/1978 - 09/27/1980
INTEGRATED RESOURCES EQUITY CORPORATION
BC
Issued 05/21/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2001
Series 7 - General Securities Representative Examination
BC
Issued 05/15/1978
Series 1 - Registered Representative Examination
BC
Issued 02/23/1977
Series 2 - Non-Member General Securities Examination
Active
Inactive
F
FINRA
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