linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

James Joseph Ryan

Wallachbeth Capital LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you James? Claim Your Profile

About James Joseph Ryan

James Joseph Ryan is a financial professional with over 20 years of experience in the financial industry. He has held various positions at well-known firms such as Goldman Sachs, Rydex Distributors, and Merrill Lynch. Currently, James is registered with Wallachbeth Capital LLC as a broker-dealer. James is licensed to provide investment advice in multiple states and holds licenses including Series 7, Series 55, Series 63, and Series 65. He is committed to helping individuals and families achieve their financial goals.

Firm Information

James Ryan is currently registered with Wallachbeth Capital LLC. Wallachbeth Capital LLC is a Limited Liability Company formed in May 2008. The firm is registered in 44 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

44

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

James Ryan’s Registration & Firm History

NJ

06/03/2010 - Present

Wallachbeth Capital LLC (JERSEY CITY NJ)

MD

08/08/2008 - 01/26/2009

RYDEX DISTRIBUTORS, INC. (ROCKVILLE MD)

NY

08/31/2006 - 06/19/2008

GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)

NY

10/30/2003 - 08/21/2006

DE TRADING, LLC (NEW YORK NY)

NY

10/30/2003 - 01/28/2004

DE TRADING, LLC (NEW YORK NY)

NY

01/16/1995 - 03/31/1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

06/30/1994 - 01/27/1995

SMITH BARNEY INC. (NEW YORK NY)

Not sure if James Joseph Ryan is right for you?

Licenses & Designations

BC

Issued 02/07/2011

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 04/17/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/01/2011

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/03/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for James Joseph Ryan.
Not sure if James Joseph Ryan is right for you?