Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Joseph Ryan is an active Registered Representative and Investment Advisor Representative who has been in the financial industry since 1985. James is currently affiliated with J.p. Morgan Securities LLC in Mineola, NY. Previously, James was affiliated with Chase Investment Services Corp. James is registered with the Securities and Exchange Commission (SEC) and with state regulators in 53 jurisdictions. James is currently licensed to sell securities products in New Jersey, New York, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
09/19/2013 - Present
J.p. Morgan Securities LLC (MINEOLA NY)
NY
09/06/2006 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
01/05/2006 - 09/06/2006
WESTROCK ADVISORS, INC. (NEW YORK NY)
NY
05/03/2005 - 12/20/2005
WESTROCK ADVISORS, INC. (NEW YORK NY)
GA
08/10/2004 - 04/25/2005
J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)
NY
04/14/2004 - 07/07/2004
IFMG SECURITIES, INC. (PURCHASE NY)
IL
06/18/1996 - 01/09/2004
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NA
08/01/1994 - 09/18/1996
CHEMICAL INVESTMENT SERVICES CORP.
NY
04/12/1994 - 08/01/1994
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NY
04/29/1992 - 08/11/1993
OPPENHEIMER & CO., INC. (NEW YORK NY)
NY
12/21/1983 - 03/27/1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 12/16/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/01/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure James Ryan is the right advisor for you? Invested Better is here to help.
